PRIVACY NOTICE

PRIVACY NOTICE: THIS NOTICE IS PROVIDED TO EXPLAIN M. J. LEE WEALTH MANAGEMENT PRIVACY POLICY AND PRACTICES TO SAFEGUARD CLIENT'S INFORMATION

M. J. Lee does not share nonpublic personal information about our clients with any third party that is not directly involved in providing our investment advisory services, except as permitted by law or at a client's request.

M. J. Lee does collect information about our clients for specific business purposes, and retains it as required by law. We safeguard information in the same manner for both former and current clients. We use the information we collect to administer client accounts, records, and assets, and to help us improve our service to clients. Sources of the information we collect include:

• Information we receive from clients on applications or other forms, such as client names, addresses, social security numbers, assets, expenses and income.
• Information about clients' total investment assets and other assets.

We respect the privacy of our clients and do not reveal personal or transactional information to companies that are not affiliated with us for their independent use unless the information in question is:

• Requested or authorized by the client;
• Required to complete a customer initiated transaction (such as a wire of funds or electronic transfer of funds); > To comply with Government agencies, law enforcement officials, legal actions, as required by regulation during an audit, by statute or by court order;

All employees of M. J. Lee are required to adhere to strict standards relating to confidentiality. All information about our clients is considered private and privileged, and may be accessed only as needed to provide customer service. Internal access to this information occurs only in accordance with strictly defined security standards. Additionally, M. J. Lee employ advanced security technology to safeguard all customer data and prevent any unauthorized access from outside intrusion. M. J. Lee considers privacy, security, and service in our online operations to be just as critical as in the rest of our business. We therefore employ all of the safeguards described above, along with the following Internet-specific practices.

We take the responsibility of safeguarding clients' personal information when interacting with us via the Internet very seriously. We apply the same standards discussed above in caring for clients personal information transmitted electronically. When browsing our Web site, personal information, such as one's email address, is not collected unless as submitted in a request to receive additional information from us. Some areas of our Web site require information, such as User ID and PIN Number, to enable clients to perform certain tasks (e.g. view accounts). In these cases we collect only the information necessary to provide the service required.